Compliance Themes For 2026

Compliance is non-negotiable yet the administrative load and pace of change can strain advisers and weaken client outcomes. Join next week's edition as we focus on the key compliance themes shaping 2026 and how leading practices are preparing. We will outline likely developments and demonstrate how to translate obligations into clear, sustainable workflows that protect clients and support viable operations.

You will learn how to:

• Anticipate 2026 priorities across licensing, regulations, professional standards and advice documentation;

• Develop flexible compliance frameworks that can quickly adapt to new regulations;

• Leverage technology to streamline workflows, reporting and audit readiness;

• Create a holistic, transparent compliance strategy that protects client data while maintaining a smooth customer experience across all firm segments; and

• Heighten your practice’s focus on investment governance and processes for how products are selected.